JOEL S. MARCUS - 27 May 2021 Form 4 Insider Report for Intra-Cellular Therapies, Inc. (ITCI)

Role: Director
Signature: /s/ Lawrence J. Hineline, Attorney-in-fact
Issuer symbol: ITCI
Transactions as of: 27 May 2021
Net transactions value: $0
Form type: 4
Filing time: 04 Jun 2021, 16:02:38 UTC
Previous filing: 16 Sep 2022
Next filing: 04 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ITCI	Common Stock	Options Exercise		+13,767			13,767	27 May 2021	Direct	F1
holding	ITCI	Common Stock						47,269	27 May 2021	Held by the Joel S. Marcus and Barbara A. Marcus Family Trust
holding	ITCI	Common Stock						26,916	27 May 2021	See Footnote	F2
holding	ITCI	Common Stock						1,164,240	27 May 2021	See Footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ITCI	Restricted Stock Units	Options Exercise	$0	-13,767	-100%	$0.000000^*	0	27 May 2021	Common Stock	13,767		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of common stock.
F2	Represents securities held of record by Alexandria Real Estate Equities, Inc. The reporting person is the Executive Chairman & Founder of Alexandria Real Estate Equities, Inc. and may therefore be deemed to have voting and investment power with respect to the shares owned by Alexandria Real Estate Equities, Inc. The reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F3	Represents securities held of record by Alexandria Venture Investments, LLC ("Alexandria"). Alexandria Real Estate Equities, Inc. is the managing member of Alexandria. Each of Alexandria and Alexandria Real Estate Equities, Inc. has shared voting and investment power with respect to the shares owned by Alexandria. The reporting person is the Executive Chairman of Alexandria Real Estate Equities, Inc. and may therefore be deemed to have voting and investment power with respect to the shares owned by Alexandria. Each of the reporting person and Alexandria Real Estate Equities, Inc. disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F4	On May 27, 2020, the reporting person was granted 13,767 restricted stock units, vesting on the first anniversary of the grant date (May 27, 2021).