Robert J. Spiegel - 03 Aug 2022 Form 4 Insider Report for Athenex, Inc.

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
03 Aug 2022
Net transactions value
$0
Form type
4
Filing time
30 Aug 2022, 18:41:14 UTC
Previous filing
21 Jul 2022
Next filing
03 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Options Exercise +8,750 +103% 17,247 03 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Restricted Stock Units Options Exercise $0 -8,750 -100% $0.000000* 0 03 Aug 2022 Common Stock 8,750 Direct F1
holding ATNXQ Stock Option (Right to Buy) 7,292 03 Aug 2022 Common Stock 7,292 $11.40 Direct F2
holding ATNXQ Stock Option (Right to Buy) 8,750 03 Aug 2022 Common Stock 8,750 $3.80 Direct
holding ATNXQ Stock Option (Right to Buy) 17,500 03 Aug 2022 Common Stock 17,500 $0.4570 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022.
F2 This option vests in four equal annual installments beginning on August 5, 2021.
F3 This option vests on June 28, 2023.