Robert J. Spiegel - Aug 3, 2022 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Aug 3, 2022
Transactions value $
$0
Form type
4
Date filed
8/30/2022, 06:41 PM
Previous filing
Jul 21, 2022
Next filing
Oct 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Options Exercise +8.75K +102.98% 17.2K Aug 3, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Restricted Stock Units Options Exercise $0 -8.75K -100% $0.00* 0 Aug 3, 2022 Common Stock 8.75K Direct F1
holding ATNXQ Stock Option (Right to Buy) 7.29K Aug 3, 2022 Common Stock 7.29K $11.40 Direct F2
holding ATNXQ Stock Option (Right to Buy) 8.75K Aug 3, 2022 Common Stock 8.75K $3.80 Direct
holding ATNXQ Stock Option (Right to Buy) 17.5K Aug 3, 2022 Common Stock 17.5K $0.46 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022.
F2 This option vests in four equal annual installments beginning on August 5, 2021.
F3 This option vests on June 28, 2023.