Robert J. Spiegel - 20 Jul 2022 Form 4 Insider Report for Athenex, Inc.

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
20 Jul 2022
Net transactions value
+$3,000
Form type
4
Filing time
21 Jul 2022, 17:05:43 UTC
Previous filing
01 Jul 2022
Next filing
30 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Award $3,000 +4,508 +113% $0.6655 8,497 20 Jul 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) 7,292 20 Jul 2022 Common Stock 7,292 $11.40 Direct F2
holding ATNXQ Stock Option (Right to Buy) 8,750 20 Jul 2022 Common Stock 8,750 $3.80 Direct F3
holding ATNXQ Restricted Stock Units 8,750 20 Jul 2022 Common Stock 8,750 Direct F4, F5
holding ATNXQ Stock Option (Right to Buy) 17,500 20 Jul 2022 Common Stock 17,500 $0.4570 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
F2 This option vests in four equal annual installments beginning on August 5, 2021.
F3 This option vests on August 3, 2022.
F4 Each restricted stock unit represents a contingent right to receive one share of stock.
F5 The restricted stock units vest on August 3, 2022.
F6 This option vests on June 28, 2023.