Henry Ji - Aug 26, 2022 Form 4 Insider Report for Sorrento Therapeutics, Inc. (SRNEQ)

Role
President, CEO and Chairman of the Board of Directors, Director
Signature
/s/ Henry Ji, Ph.D.
Stock symbol
SRNEQ
Transactions as of
Aug 26, 2022
Transactions value $
$467
Form type
4
Date filed
8/26/2022, 05:33 PM
Previous filing
Aug 25, 2022
Next filing
Sep 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRNEQ Common Stock Purchase $70.3K +33.3K +1.6% $2.11* 2.12M Aug 26, 2022 Direct
holding SRNEQ Common Stock 2.27M Aug 26, 2022 See Footnote F1
holding SRNEQ Common Stock 40K Aug 26, 2022 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRNEQ Put Option (obligation to buy) Sale -$69.9K -200 -50% $349.33* 200 Aug 26, 2022 Common Stock 20K $5.50 By BioVintage, Inc.
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held in family trusts of which the Reporting Person is a co-trustee with his spouse.

Remarks:

President, CEO and Chairman of the Board of Directors