Henry Ji - Aug 25, 2022 Form 4 Insider Report for Sorrento Therapeutics, Inc. (SRNEQ)

Role
President, CEO and Chairman of the Board of Directors, Director
Signature
/s/ Henry Ji, Ph.D.
Stock symbol
SRNEQ
Transactions as of
Aug 25, 2022
Transactions value $
$76,428
Form type
4
Date filed
8/25/2022, 05:18 PM
Previous filing
Jun 14, 2022
Next filing
Aug 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRNEQ Common Stock Purchase $45.8K +22.2K +1.08% $2.06* 2.09M Aug 25, 2022 Direct
holding SRNEQ Common Stock 2.27M Aug 25, 2022 See Footnote F1
holding SRNEQ Common Stock 40K Aug 25, 2022 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRNEQ Call Option (right to buy) Purchase $30.7K +1K $30.66* 1K Aug 25, 2022 Common Stock 100K $15.00 By BioVintage, Inc.
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held in family trusts of which the Reporting Person is a co-trustee with his spouse.

Remarks:

President, CEO and Chairman of the Board of Directors