JOSEPH SIMON - 23 Aug 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Financial Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Issuer symbol
MC
Transactions as of
23 Aug 2022
Net transactions value
$0
Form type
4
Filing time
25 Aug 2022, 17:11:38 UTC
Previous filing
10 Jun 2022
Next filing
16 Nov 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Incentive RSUs Award $0 +66 +1.3% $0.000000 4,987 23 Aug 2022 Class A Common Stock 66 $0.000000 Direct F1, F2
transaction MC 2018 Incentive RSUs Award $0 +133 +1.3% $0.000000 9,987 23 Aug 2022 Class A Common Stock 133 $0.000000 Direct F1, F3
transaction MC 2019 Incentive RSUs Award $0 +268 +1.3% $0.000000 20,158 23 Aug 2022 Class A Common Stock 268 $0.000000 Direct F1, F4
transaction MC 2020 Incentive RSUs Award $0 +209 +1.3% $0.000000 15,686 23 Aug 2022 Class A Common Stock 209 $0.000000 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.