Joseph Simon - 08 Jun 2022 Form 4 Insider Report for Moelis & Co (MC)

Reporting relationship: Chief Financial Officer
Issuer ticker: MC
Reported as of: 08 Jun 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Jun 2022, 16:28:21 UTC
Prior SEC filing: 31 Mar 2022
Next SEC filing: 25 Aug 2022
Source filing: View source filing
Reporting owner signature: /s/ Osamu Watanabe as attorney-in-fact for Joseph Simon

Key filing fact

Joseph Simon filed Form 4 for Moelis & Co (MC) on 10 Jun 2022.

Key facts

This page summarizes Joseph Simon's Form 4 filing for Moelis & Co (MC).
4 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 10 Jun 2022, 16:28.

Change

Previous filing in this sequence was filed on 31 Mar 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MC transaction Derivative

2017 Incentive RSUs

Award

Transaction value: $0
Shares: +65
Change %: +1.3%
Price: $0.000000
Shares after: 4,921
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 65
Exercise price: $0.000000
Footnotes: F1, F2

MC transaction Derivative

2018 Incentive RSUs

Award

Transaction value: $0
Shares: +130
Change %: +1.3%
Price: $0.000000
Shares after: 9,854
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 130
Exercise price: $0.000000
Footnotes: F1, F3

MC transaction Derivative

2019 Incentive RSUs

Award

Transaction value: $0
Shares: +262
Change %: +1.3%
Price: $0.000000
Shares after: 19,890
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 262
Exercise price: $0.000000
Footnotes: F1, F4

MC transaction Derivative

2020 Incentive RSUs

Award

Transaction value: $0
Shares: +204
Change %: +1.3%
Price: $0.000000
Shares after: 15,477
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 204
Exercise price: $0.000000
Footnotes: F1, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

Footnote F2

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F3

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F4

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F5

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.