Nick Lane - 15 Aug 2022 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions
Signature
/s/ Jessica Olich as attorney-in-fact for Nick Lane
Issuer symbol
EQH
Transactions as of
15 Aug 2022
Net transactions value
-$406,306
Form type
4
Filing time
15 Aug 2022, 17:46:29 UTC
Previous filing
12 Aug 2022
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $388,368 +20,724 +20% $18.74 122,118 15 Aug 2022 Direct F1, F2
transaction EQH Common Stock Sale $794,674 -25,724 -21% $30.89 96,394 15 Aug 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -20,724 -15% $0.000000 114,417 15 Aug 2022 Common Stock 20,724 $18.74 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.
F2 Includes restricted stock units.
F3 This transaction was executed in multiple trades at prices ranging from $30.5650 to $31.1400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
F4 Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

Remarks:

Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions