| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASXC | Common Stock | Options Exercise | $0 | +16,667 | +20% | $0.000000 | 100,673 | 01 Jul 2022 | Direct | F1 |
| transaction | ASXC | Common Stock | Tax liability | $2,666 | -7,015 | -7% | $0.3800 | 93,658 | 01 Jul 2022 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASXC | Restricted Stock Units | Options Exercise | $0 | -10,000 | -50% | $0.000000 | 10,000 | 01 Jul 2022 | Common Stock | 10,000 | $0.000000 | Direct | F2, F3 |
| transaction | ASXC | Restricted Stock Units | Options Exercise | $0 | -6,667 | -50% | $0.000000 | 6,666 | 01 Jul 2022 | Common Stock | 6,667 | $0.000000 | Direct | F2, F4 |
| Id | Content |
|---|---|
| F1 | Lapse of forfeiture restrictions on one third of the grant of the time-based restricted stock units ("RSUs") and on one third of the performance-based RSUs awarded on August 24, 2020. |
| F2 | Each RSU represents the right to receive one share of the Registrant's common stock. |
| F3 | Lapse of forfeiture restrictions on the 10,000 time-based RSUs from this grant made on August 24, 2020. |
| F4 | Lapse of forfeiture restrictions on the 6,667 performance-based RSUs from this grant made on August 24, 2020. |