| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -3,859 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 3,859 | $122.20 | Direct | F1, F2 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -1,218 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 1,218 | $263.20 | Direct | F2, F3 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -4,200 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 4,200 | $72.80 | Direct | F2, F4 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -1,750 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 1,750 | $58.00 | Direct | F2, F5 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -4,509 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 4,509 | $94.40 | Direct | F2, F6 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -5,000 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 5,000 | $78.40 | Direct | F2, F7 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -94,113 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 94,113 | $13.31 | Direct | F8, F9 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -49,000 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 49,000 | $12.15 | Direct | F9, F10 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -5,887 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 5,887 | $12.15 | Direct | F9, F11 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -30,000 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 30,000 | $16.73 | Direct | F9, F12 |
| transaction | SRRA | Stock Option (right to buy) | Disposed to Issuer | $0 | -50,000 | -100% | $0.000000* | 0 | 01 Jul 2022 | Common Stock | 50,000 | $31.54 | Direct | F9, F13 |
Sukhi Jagpal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | The option fully vested on February 2, 2019. |
| F2 | Pursuant to the terms of the merger agreement between issuer, GlaxoSmithKline plc ("GSK") and a subsidiary of GSK, this option was cancelled on the effective date of the merger. |
| F3 | The option fully vested on January 1, 2020. |
| F4 | The option fully vested on September 30, 2019. |
| F5 | The option fully vested on January 1, 2021. |
| F6 | The option fully vested on January 1, 2022. |
| F7 | The option vested as to 25% of the total shares on January 1, 2020, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested on January 1, 2023, subject to the reporting person's provision of service to the issuer on each vesting date. |
| F8 | The option vested as to 25% of the total shares on February 25, 2021, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested on February 25, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date. |
| F9 | Pursuant to the terms of the merger agreement between issuer, GSK and a subsidiary of GSK, this option was cancelled on the effective date of the merger in exchange for a cash payment equal to, on a per share basis, the offer price of $55.00 less the exercise price. |
| F10 | On August 12, 2020, the Reporting Person was granted an option to purchase 49,000 shares of common stock. The option vests based on the satisfaction by Issuer of certain performance criteria. |
| F11 | The option vested as to 25% of the total shares on August 10, 2021, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested on August 10, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date. |
| F12 | The option vested as to 25% of the total shares subject to the option on March 15, 2022, and then 2.0833% of the shares subject to the option vest monthly thereafter, with 100% of the total shares subject to the option vested on March 15, 2025, subject to Reporting Person's provision of service to the Issuer on each vesting date. |
| F13 | The option vests as to 25% of the total shares subject to the option on March 14, 2023, and then 2.0833% of the shares subject to the option vest monthly thereafter, with 100% of the total shares subject to the option vested on March 14, 2026, subject to Reporting Person's provision of service to the Issuer on each vesting date. |