Susan Y. Kim - Jun 23, 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Director, Member of 10% owner group (6), 10%+ Owner
Signature
Mark N. Rogers, Attorney-in-Fact for Susan Y. Kim
Stock symbol
AMKR
Transactions as of
Jun 23, 2022
Transactions value $
$0
Form type
4
Date filed
6/29/2022, 07:53 PM
Previous filing
May 19, 2022
Next filing
Sep 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Gift $0 -275K -26.74% $0.00 753K Jun 23, 2022 By John T. Kim GRAT dtd 2/6/18 F2, F3, F4
holding AMKR Common Stock 5.38M Jun 23, 2022 Direct F1
holding AMKR Common Stock 3.33M Jun 23, 2022 By Agnes C. Kim GRAT dtd 12/16/20 F3, F4
holding AMKR Common Stock 1.4M Jun 23, 2022 By James J. Kim GRAT dtd 4/1/20 F3, F4
holding AMKR Common Stock 2.68M Jun 23, 2022 By James J. Kim GRAT dtd 9/10/19 F3, F4
holding AMKR Common Stock 2.35M Jun 23, 2022 By James J. Kim GRAT dtd 12/15/21 F3, F4
holding AMKR Common Stock 4.22M Jun 23, 2022 By Susan Y. Kim GRATs F3, F4
holding AMKR Common Stock 9.18M Jun 23, 2022 By trusts (excl. GRATs) F3, F4
holding AMKR Common Stock 19.5M Jun 23, 2022 By Sujochil, LP F3, F4
holding AMKR Common Stock 2.48M Jun 23, 2022 By Sujoda Investments, LP F3, F4
holding AMKR Common Stock 8.2M Jun 23, 2022 By LLCs treated as Corporations F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Restricted Stock Units Award $0 +24.6 +0.28% $0.00 8.73K Jun 27, 2022 Common Stock 24.6 Direct F1, F5
holding AMKR Restricted Stock Units 8.71K Jun 23, 2022 Common Stock Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported in a Form 4 filed by the Reporting Person on May 19, 2022 (the "Original Form 4"), 8,706 shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units (the "RSUs") were granted to the Reporting Person on May 17, 2022. Pursuant to the award agreement for the RSUs, dividend equivalent units ("DEUs") accrue with respect to the RSUs when and as dividends are paid on the Issuer's common stock. In the Original Form 4, the RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the RSUs and reflects the proper number of RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4.
F2 On June 23, 2022, the John T. Kim 2018 Irrevocable Trust dated February 6, 2018 distributed 274,900 shares of the Issuer's common stock to John T. Kim. The Reporting Person is a trustee of the trust. John T. Kim and the Reporting Person are brother and sister.
F3 The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATS")) which own 9,181,498 shares of the Issuer's common stock, (ii) a trustee of GRATS created by members of her immediate family which own 10,511,678 shares of the Issuer's common stock, (iii) a trustee of GRATS of which she was the settlor and is the sole annuitant which own 4,224,548 shares of the Issuer's common stock, (iv) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's common stock, (v) a manager of limited liability companies ("LLCs") being treated as corporations for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), which own 8,200,000 shares of the Issuer's common stock, and (vi) a manager of an LLC being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's common stock.
F4 Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 or for any other purpose.
F5 Represents DEUs accrued with respect to the RSUs upon the Issuer's payment of a dividend on June 27, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Remarks:

(6) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group for the purpose of Section 16 or for any other purpose.