Susan Y. Kim - Sep 7, 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Signature
/s/ Richard D. Rosen, Attorney-in-Fact
Stock symbol
AMKR
Transactions as of
Sep 7, 2022
Transactions value $
$0
Form type
4
Date filed
9/19/2022, 04:58 PM
Previous filing
Jun 29, 2022
Next filing
Sep 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Gift $0 -284K -20.23% $0.00 1.12M Sep 7, 2022 By James J. Kim GRAT dtd 4/1/20 F1, F2, F3
holding AMKR Common Stock 3.33M Sep 7, 2022 By Agnes C. Kim GRAT dtd 12/16/20 F2, F3
holding AMKR Common Stock 753K Sep 7, 2022 By John T. Kim GRAT dtd 2/6/18 F2, F3
holding AMKR Common Stock 5.81M Sep 7, 2022 Direct F4
holding AMKR Common Stock 2.68M Sep 7, 2022 By James J. Kim GRAT dtd 9/10/19 F2, F3
holding AMKR Common Stock 2.35M Sep 7, 2022 By James J. Kim GRAT dtd 12/15/21 F2, F3
holding AMKR Common Stock 3.79M Sep 7, 2022 By Susan Y. Kim GRATs F2, F3, F4
holding AMKR Common Stock 9.18M Sep 7, 2022 By trusts (excl. GRATs) F2, F3
holding AMKR Common Stock 19.5M Sep 7, 2022 By Sujochil, LP F2, F3
holding AMKR Common Stock 2.48M Sep 7, 2022 By Sujoda Investments, LP F2, F3
holding AMKR Common Stock 8.2M Sep 7, 2022 By LLCs treated as corporations F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 7, 2022, the Qualified Annuity Trust Under the James J. Kim 2020-1 Qualified Annuity Trust Agreement Dated 04/01/20 distributed 283,500 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim. The Reporting Person is a trustee of the trust. James J. Kim and the Reporting Person are father and daughter.
F2 The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of GRATs created by members of her immediate family which own 10,228,178 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which she was the settlor and is the sole annuitant which own 3,794,798 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock, (v) a manager of limited liability companies ("LLCs") being treated as corporations for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), which own 8,200,000 shares of the Issuer's Common Stock and (vi) a manager of an LLC being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock.
F3 Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.
F4 On July 12, 2022, the Qualified Annuity Trust Under the Susan Y. Kim 2020-1 Irrevocable Trust Agreement Dated 04/01/2020 (the "Trust") distributed 429,750 shares of the Issuer's Common Stock to the Reporting Person. Because the Reporting Person is the annuitant and a trustee of the Trust, such distribution was a mere change in the form of ownership from indirect to direct and hence was not reported by the Reporting Person on Form 4.

Remarks:

5. The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.