Berce Daniel E - Jun 23, 2022 Form 4 Insider Report for Arlington Asset Investment Corp. (AAIC)

Role: Director
Signature: D. Scott Parish, Attorney-in-Fact
Stock symbol: AAIC
Transactions as of: Jun 23, 2022
Transactions value $: $160,025
Form type: 4
Date filed: 6/27/2022, 04:41 PM
Previous filing: Jun 17, 2022
Next filing: Jul 13, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAIC	Class A Common Stock	Purchase	$150K	+47K	+313.06%	$3.19	62K	Jun 23, 2022	Direct	F1
transaction	AAIC	Class A Common Stock	Purchase	$10K	+3.04K	+4.91%	$3.30	65K	Jun 24, 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AAIC	Deferred Stock Units						46.1K	Jun 23, 2022	Class A Common Stock			Direct	F3
holding	AAIC	Restricted Stock Units						71.3K	Jun 23, 2022	Class A Common Stock			Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.080 to $3.250. The reporting person undertakes to prove to Arlington Asset Investment Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.240 to $3.320. The reporting person undertakes to prove to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3	Represents deferred stock units ("DSUs") previously granted pursuant the Company's 2021 Long-Term Incentive Plan. DSUs have the same material terms as restricted stock units ("RSUs"). No transaction occurred and is for informational purposes only.
F4	Represents RSUs previously granted pursuant the Company's prior long-term incentive plans. RSUs have the same material terms as DSUs. No transaction occurred and is for informational purposes only.