Key facts
- This page summarizes BERCE DANIEL E's Form 4 filing for Arlington Asset Investment Corp..
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 17 Jun 2022, 16:26.
BERCE DANIEL E - 16 Jun 2022 Form 4 Insider Report for Arlington Asset Investment Corp.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 16 Jun 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 17 Jun 2022, 16:26:38 UTC
- Prior SEC filing
- 01 Mar 2022
- Next SEC filing
- 27 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- D. Scott Parish, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
BERCE DANIEL E filed Form 4 for Arlington Asset Investment Corp. on 17 Jun 2022.
Change
- Previous filing in this sequence was filed on 01 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AAIC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,000
- Date
- 16 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AAIC
transaction
Derivative
Deferred Stock Units
Award
- Transaction value
- $0
- Shares
- +26,490
- Change %
- +135%
- Price
- $0.000000
- Shares after
- 46,097
- Date
- 16 Jun 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 26,490
- Exercise price
- Footnotes
- F2, F3
AAIC
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 71,319
- Date
- 16 Jun 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- Exercise price
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents the current number of shares of Class A common stock owned. No transaction occurred and is for informational purposes only.
Footnote F2
Each deferred stock unit ("DSU") represents a contingent right to receive one share of Class A common stock.
Footnote F3
Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs.
Footnote F4
Represents restricted stock units ("RSUs") previously granted pursuant the Company's prior long-term incentive plans. RSUs have the same material terms as DSUs. No transaction occurred and is for informational purposes only.