Key facts
- This page summarizes Daniel R. Phillips's Form 4 filing for Pathfinder Bancorp, Inc. (PBHC).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 09 Jun 2022, 15:36.
Daniel R. Phillips - 07 Jun 2022 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)
- Reporting relationship
- Senior Vice President
- Issuer ticker
- PBHC
- Reported as of
- 07 Jun 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 09 Jun 2022, 15:36:54 UTC
- Prior SEC filing
- 03 Jun 2022
- Next SEC filing
- 01 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ James A. Dowd as POA for Daniel R. Phillips
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel R. Phillips filed Form 4 for Pathfinder Bancorp, Inc. (PBHC) on 09 Jun 2022.
Change
- Previous filing in this sequence was filed on 03 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PBHC
transaction
Common Stock
Options Exercise
- Transaction value
- $43,240
- Shares
- +4,000
- Change %
- +48%
- Price
- $10.81
- Shares after
- 12,272
- Date
- 07 Jun 2022
- Ownership
- Direct
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,510
- Date
- 07 Jun 2022
- Ownership
- By ESOP
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,021
- Date
- 07 Jun 2022
- Ownership
- By 401(k)
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PBHC
transaction
Derivative
Stock Options
Options Exercise
- Transaction value
- $43,240
- Shares
- -4,000
- Change %
- -20%
- Price
- $10.81
- Shares after
- 16,237
- Date
- 07 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,000
- Exercise price
- $10.81
PBHC
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,816
- Date
- 07 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,816
- Exercise price
- $11.35
* marks a reported price that did not pass the local price check.