Jay M. Short - Jul 7, 2021 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
Stock symbol
BCAB
Transactions as of
Jul 7, 2021
Transactions value $
-$6,960
Form type
4
Date filed
6/3/2022, 06:15 PM
Previous filing
Jun 22, 2021
Next filing
Aug 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Other $0 +5.38K +0.41% $0.00 1.31M Jul 7, 2021 Direct F1
transaction BCAB Common Stock Tax liability -$6.96K -2.89K -0.22% $2.41 1.31M May 31, 2022 Direct F2
holding BCAB Common Stock 794K Jul 7, 2021 By Spouse
holding BCAB Common Stock 259K Jul 7, 2021 By Carolyn Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 259K Jul 7, 2021 By Jay Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 302K Jul 7, 2021 By Capia IP, LLC
holding BCAB Common Stock 50 Jul 7, 2021 By Himalaya Parent LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were received by the Reporting Person as part of a pro rata distribution-in-kind of Common Stock of the Issuer to the limited partners of an investment fund.
F2 This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
F3 The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.