Jay M. Short - Jun 17, 2021 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
Stock symbol
BCAB
Transactions as of
Jun 17, 2021
Transactions value $
-$2,908,126
Form type
4
Date filed
6/22/2021, 07:39 PM
Previous filing
Jun 3, 2022
Next filing
Jun 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Sale -$756K -19.3K -2.23% $39.22* 845K Jun 17, 2021 By Spouse F1
transaction BCAB Common Stock Sale -$672K -17.6K -2.08% $38.24* 828K Jun 21, 2021 By Spouse F2, F3
transaction BCAB Common Stock Sale -$1.41M -35.7K -4.32% $39.54* 792K Jun 21, 2021 By Spouse F2, F4
transaction BCAB Common Stock Sale -$67.8K -1.7K -0.21% $39.89* 790K Jun 21, 2021 By Spouse F2, F5
holding BCAB Common Stock 259K Jun 17, 2021 By Jay Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 302K Jun 17, 2021 By Capia IP, LLC
holding BCAB Common Stock 259K Jun 17, 2021 By Carolyn Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 1.44M Jun 17, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The range of prices for the shares of Common Stock is from $39.00 to $39.62. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F2 Represents shares of the Issuer's common stock sold by the reporting person's spouse to cover taxes due upon the release and settlement of her 138,461 RSUs.
F3 The range of prices for the shares of Common Stock is from $37.83 to $38.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4 The range of prices for the shares of Common Stock is from $38.83 to $39.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5 The range of prices for the shares of Common Stock is from $39.83 to $40.09. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.