Robert A. Eckel - 18 May 2022 Form 4 Insider Report for AWARE INC /MA/ (AWRE)

Reporting relationship
CEO & President, Director
Issuer ticker
AWRE
Reported as of
18 May 2022
Net transaction value
+$7,317
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 May 2022, 09:00:22 UTC
Prior SEC filing
18 May 2022
Next SEC filing
03 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert A. Eckel
Filing notes and source

Key filing fact

Robert A. Eckel filed Form 4 for AWARE INC /MA/ (AWRE) on 20 May 2022.

Key facts

  • This page summarizes Robert A. Eckel's Form 4 filing for AWARE INC /MA/ (AWRE).
  • 1 reported transaction and 6 derivative rows are listed below.
  • Accepted by SEC: 20 May 2022, 09:00.

Change

  • Previous filing in this sequence was filed on 18 May 2022.
  • Current net transaction value: +$7,317.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AWRE transaction

Common Stock

Purchase

Transaction value
$7,317
Shares
+2,690
Change %
+1.4%
Price
$2.72
Shares after
192,888
Date
18 May 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AWRE holding Derivative

Unrestricted Stock Award

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
40,000
Date
18 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,000
Exercise price
$0.000000
Footnotes
F1
AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,250,000
Date
18 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,250,000
Exercise price
$4.73
Footnotes
F2
AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,000
Date
18 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$4.50
Footnotes
F3
AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,000
Date
18 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$5.50
Footnotes
F3
AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,000
Date
18 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$6.50
Footnotes
F3
AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,000
Date
18 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$7.50
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person as follows: 20,000 shares on September 19, 2022 and 20,000 shares on September 19, 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

Footnote F2

Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.

Footnote F3

Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .