Brian J. Cobb - May 16, 2022 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
VP of Finance
Signature
/s/ Brian J. Cobb
Stock symbol
HGBL
Transactions as of
May 16, 2022
Transactions value $
$5,063
Form type
4
Date filed
5/16/2022, 05:13 PM
Previous filing
Nov 12, 2021
Next filing
Feb 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $5.06K +11.3K +18.75% $0.45* 71.3K May 16, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -11.3K -100% $0.00* 0 May 16, 2022 Common Stock 11.3K $0.45 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 1/19/2018 and vest 25% annually beginning on the first anniversary of the grant date.