Brian J. Cobb - 16 May 2022 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
VP of Finance
Signature
/s/ Brian J. Cobb
Issuer symbol
HGBL
Transactions as of
16 May 2022
Net transactions value
+$5,062
Form type
4
Filing time
16 May 2022, 17:13:13 UTC
Previous filing
12 Nov 2021
Next filing
09 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $5,062 +11,250 +19% $0.4500* 71,250 16 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -11,250 -100% $0.000000* 0 16 May 2022 Common Stock 11,250 $0.4500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 1/19/2018 and vest 25% annually beginning on the first anniversary of the grant date.