Douglas Godshall - May 13, 2022 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
President & CEO, Director
Signature
/s/ Wade Estey, as attorney-in-fact for Douglas Godshall
Stock symbol
SWAV
Transactions as of
May 13, 2022
Transactions value $
-$732,920
Form type
4
Date filed
5/13/2022, 08:19 PM
Previous filing
May 12, 2022
Next filing
Jun 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $17.1K +5K +3.5% $3.42 148K May 13, 2022 Direct F1
transaction SWAV Common Stock Sale -$750K -5K -3.38% $150.00 143K May 13, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -5K -1.06% $0.00 465K May 13, 2022 Common Stock 5K $3.42 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/27/2022.
F2 All reported securities were sold at a price of $150.00.
F3 Twenty-Five percent of the shares subject to this option vested on 5/9/18 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.