Douglas Evan Godshall - 13 May 2022 Form 4 Insider Report for Shockwave Medical, Inc.

Signature
/s/ Wade Estey, as attorney-in-fact for Douglas Godshall
Issuer symbol
N/A
Transactions as of
13 May 2022
Net transactions value
-$732,920
Form type
4
Filing time
13 May 2022, 20:19:20 UTC
Previous filing
12 May 2022
Next filing
01 Jun 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $17,080 +5,000 +3.5% $3.42 147,926 13 May 2022 Direct F1
transaction SWAV Common Stock Sale $750,000 -5,000 -3.4% $150.00 142,926 13 May 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -5,000 -1.1% $0.000000 464,799 13 May 2022 Common Stock 5,000 $3.42 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/27/2022.
F2 All reported securities were sold at a price of $150.00.
F3 Twenty-Five percent of the shares subject to this option vested on 5/9/18 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.