Douglas Evan Godshall - 11 May 2022 Form 4 Insider Report for Shockwave Medical, Inc.

Role: President & CEO, Director
Signature: /s/ Wade Estey, as attorney-in-fact for Douglas Godshall
Issuer symbol: N/A
Transactions as of: 11 May 2022
Net transactions value: -$2,061,807
Form type: 4
Filing time: 12 May 2022, 20:15:20 UTC
Previous filing: 21 Nov 2023
Next filing: 13 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Options Exercise	$51,240	+15,000	+10%	$3.42	157,926	11 May 2022	Direct	F1
transaction	SWAV	Common Stock	Sale	$40,284	-300	-0.19%	$134.28	157,626	11 May 2022	Direct	F1, F2
transaction	SWAV	Common Stock	Sale	$207,265	-1,523	-0.97%	$136.09	156,103	11 May 2022	Direct	F1, F3
transaction	SWAV	Common Stock	Sale	$210,460	-1,538	-0.99%	$136.84	154,565	11 May 2022	Direct	F1, F4
transaction	SWAV	Common Stock	Sale	$170,511	-1,239	-0.8%	$137.62	153,326	11 May 2022	Direct	F1, F5
transaction	SWAV	Common Stock	Sale	$180,700	-1,300	-0.85%	$139.00	152,026	11 May 2022	Direct	F1, F6
transaction	SWAV	Common Stock	Sale	$434,093	-3,100	-2%	$140.03	148,926	11 May 2022	Direct	F1, F7
transaction	SWAV	Common Stock	Sale	$126,756	-900	-0.6%	$140.84	148,026	11 May 2022	Direct	F1, F8
transaction	SWAV	Common Stock	Sale	$42,630	-300	-0.2%	$142.10	147,726	11 May 2022	Direct	F1, F9
transaction	SWAV	Common Stock	Sale	$71,435	-500	-0.34%	$142.87	147,226	11 May 2022	Direct	F1, F10
transaction	SWAV	Common Stock	Sale	$217,530	-1,500	-1%	$145.02	145,726	11 May 2022	Direct	F1, F11
transaction	SWAV	Common Stock	Sale	$204,568	-1,400	-0.96%	$146.12	144,326	11 May 2022	Direct	F1, F12
transaction	SWAV	Common Stock	Sale	$103,005	-700	-0.49%	$147.15	143,626	11 May 2022	Direct	F1, F13
transaction	SWAV	Common Stock	Sale	$103,810	-700	-0.49%	$148.30	142,926	11 May 2022	Direct	F1, F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWAV	Stock Option	Options Exercise	$0	-15,000	-3.1%	$0.000000	469,799	11 May 2022	Common Stock	15,000	$3.42	Direct	F1, F15

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/27/2022.
F2	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $134.03 to $134.77. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $135.35 to $136.33. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F4	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $136.35 to $137.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F5	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $137.38 to $138.19. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F6	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $138.48 to $139.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F7	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $139.55 to $140.49. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F8	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $140.61 to $141.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F9	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $141.68 to $142.45 The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F10	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $142.68 to $142.99. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F11	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $144.48 to $145.38. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F12	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $145.55 to $146.54. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F13	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $146.79 to $147.63. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F14	The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $147.82 to $148.65. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F15	Twenty-Five percent of the shares subject to this option vested on 5/9/18 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.