Danielle J. Wilkie - 04 May 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, Customer Success
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
04 May 2022
Net transactions value
-$15,400
Form type
4
Filing time
06 May 2022, 16:51:40 UTC
Previous filing
07 Apr 2022
Next filing
07 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +9,092 +49% $0.000000 27,561 04 May 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $15,400 -2,628 -9.5% $5.86 24,933 04 May 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -1,560 -3.1% $0.000000 48,440 04 May 2022 Class A Common Stock 1,560 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -7,532 -6.2% $0.000000 112,993 04 May 2022 Class A Common Stock 7,532 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 6.25% of the total shares quarterly, commencing on April 15, 2022, with 100% of the shares vested on January 15, 2026, subject to continued service through each vesting date.The RSU award was granted on February 23, 2022.