Danielle J. Wilkie - Apr 5, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, Customer Success
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Apr 5, 2022
Transactions value $
-$3,323
Form type
4
Date filed
4/7/2022, 06:10 PM
Previous filing
Mar 29, 2022
Next filing
May 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +1.57K +9.05% $0.00 18.9K Apr 5, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$3.32K -454 -2.4% $7.32 18.5K Apr 5, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -1.57K -3.04% $0.00 50K Apr 5, 2022 Class A Common Stock 1.57K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.