Kristen M. Ankerbrandt - 05 Apr 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Financial Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 05 Apr 2022
Net transactions value: -$261,419
Form type: 4
Filing time: 06 May 2022, 16:07:23 UTC
Previous filing: 29 Mar 2022
Next filing: 08 Jul 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+88,494	+184%	$0.000000	136,695	05 Apr 2022	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$261,419	-35,713	-26%	$7.32	100,982	05 Apr 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-68,234	-100%	$0.000000^*	0	05 Apr 2022	Class A Common Stock	68,234		Direct	F1, F3
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-20,260	-8.3%	$0.000000	222,820	05 Apr 2022	Class A Common Stock	20,260		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs are fully vested. The RSU award was granted on March 28, 2022.
F4	The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.