Stacey Y. Abrams - Mar 7, 2022 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Role
Director
Signature
/s/ Alexander Gefter, Attorney in Fact
Stock symbol
HLGN
Transactions as of
Mar 7, 2022
Transactions value $
$0
Form type
4
Date filed
4/8/2022, 08:30 PM
Previous filing
Jan 10, 2022
Next filing
Jul 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLGN Common Stock Award $0 +40.4K $0.00 40.4K Mar 7, 2022 Direct F1
holding HLGN Common Stock 15K Mar 7, 2022 By Brockington Hall, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 40,404 restricted stock units granted to the Reporting Person under the 2021 Equity Incentive Plan ("Plan") pursuant to the Non-Employee Director Compensation Policy, vesting in three equal annual installments commencing on December 31, 2022, and subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The restricted stock units are payable in an equivalent number of shares of common stock of the Issuer.
F2 Shares are held by Brockington Hall, LLC ("Brockington"). The Reporting Person has voting and/or investment control over the securities held by Brockington and may be deemed to beneficially own the securities owned by Brockington.