| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Class A Common Stock | Options Exercise | $109,145 | +44,010 | +19% | $2.48 | 278,030 | 05 Apr 2022 | Direct | F1 |
| transaction | RXRX | Class A Common Stock | Sale | $121,058 | -15,972 | -5.7% | $7.58 | 262,058 | 05 Apr 2022 | Direct | F1, F2 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +18,500 | +7.1% | $0.000000 | 280,558 | 05 Apr 2022 | Direct | F1, F3, F4 |
| transaction | RXRX | Class A Common Stock | Sale | $135,176 | -18,500 | -6.6% | $7.31 | 262,058 | 05 Apr 2022 | Direct | F1, F5 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +500 | $0.000000 | 500 | 05 Apr 2022 | by LAHWRAN-3 LLC | F1, F3, F4 | |
| transaction | RXRX | Class A Common Stock | Sale | $3,666 | -500 | -100% | $7.33 | 0 | 05 Apr 2022 | by LAHWRAN-3 LLC | F1, F6 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +1,000 | $0.000000 | 1,000 | 05 Apr 2022 | by LAHWRAN-4 LLC | F1, F3, F4 | |
| transaction | RXRX | Class A Common Stock | Sale | $7,309 | -1,000 | -100% | $7.31 | 0 | 05 Apr 2022 | by LAHWRAN-4 LLC | F1, F7 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +1,000 | $0.000000 | 1,000 | 05 Apr 2022 | by Gibson Family Trust | F1, F3, F4 | |
| transaction | RXRX | Class A Common Stock | Sale | $7,309 | -1,000 | -100% | $7.31 | 0 | 05 Apr 2022 | by Gibson Family Trust | F1, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -18,500 | -0.26% | $0.000000 | 7,003,834 | 05 Apr 2022 | Class A Common Stock | 7,003,834 | $0.000000 | Direct | F1, F3, F4 |
| transaction | RXRX | Stock Option (Right to Buy) | Options Exercise | $0 | -44,010 | -3% | $0.000000 | 1,427,344 | 05 Apr 2022 | Class A Common Stock | 1,427,344 | $2.47 | Direct | F1, F9 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -500 | -0.09% | $0.000000 | 549,500 | 05 Apr 2022 | Class A Common Stock | 549,500 | $0.000000 | by LAHWRAN-3 LLC | F1, F3, F4, F10 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -1,000 | -0.18% | $0.000000 | 549,000 | 05 Apr 2022 | Class A Common Stock | 549,000 | $0.000000 | by LAHWRAN-4 LLC | F1, F3, F4, F11 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -1,000 | -0.68% | $0.000000 | 145,875 | 05 Apr 2022 | Class A Common Stock | 145,875 | $0.000000 | by Gibson Family Trust | F1, F3, F4, F12 |
| holding | RXRX | Stock Option (Right to Buy) | 416,350 | 05 Apr 2022 | Class A Common Stock | 416,350 | $11.40 | Direct | F8 | |||||
| holding | RXRX | Stock Option (Right to Buy) | 5,436 | 05 Apr 2022 | Class A Common Stock | 5,436 | $11.40 | Direct |
| Id | Content |
|---|---|
| F1 | Transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| F2 | This transaction was executed in multiple trades at prices ranging from $7.57 to $7.63. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F3 | Represents the conversion of Class B Common Stock into Class A Common Stock. |
| F4 | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| F5 | This transaction was executed in multiple trades at prices ranging from $7.06 to $7.87. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F6 | This transaction was executed in multiple trades at prices ranging from $7.07 to $7.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F7 | This transaction was executed in multiple trades at prices ranging from $7.07 to $7.81. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F8 | The option vests as to one forty-eighth (1/48th) of the shares subject to the option on March 1, 2022, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter. |
| F9 | The option, originally for 1,500,000 shares, of which 28,646 shares have been exercised, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter. |
| F10 | The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| F11 | The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| F12 | The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |