| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +100K | +42.73% | $0.00 | 334K | Mar 11, 2022 | Direct | F1, F2 |
| transaction | RXRX | Class A Common Stock | Sale | -$695K | -100K | -29.94% | $6.95 | 234K | Mar 11, 2022 | Direct | F3, F4 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +230K | +98.28% | $0.00 | 464K | Mar 14, 2022 | Direct | F1, F2 |
| transaction | RXRX | Class A Common Stock | Sale | -$1.44M | -230K | -49.57% | $6.28 | 234K | Mar 14, 2022 | Direct | F3, F5 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +6.15K | +2.63% | $0.00 | 240K | Mar 15, 2022 | Direct | F1, F2 |
| transaction | RXRX | Class A Common Stock | Sale | -$37.4K | -6.15K | -2.56% | $6.08 | 234K | Mar 15, 2022 | Direct | F3, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -100K | -1.36% | $0.00 | 7.26M | Mar 11, 2022 | Class A Common Stock | 7.26M | $0.00 | Direct | F1, F2 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -230K | -3.17% | $0.00 | 7.03M | Mar 14, 2022 | Class A Common Stock | 7.03M | $0.00 | Direct | F1, F2 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -6.15K | -0.09% | $0.00 | 7.02M | Mar 15, 2022 | Class A Common Stock | 7.02M | $0.00 | Direct | F1, F2 |
| holding | RXRX | Stock Option (Right to Buy) | 416K | Mar 11, 2022 | Class A Common Stock | 416K | $11.40 | Direct | F7 | |||||
| holding | RXRX | Stock Option (Right to Buy) | 5.44K | Mar 11, 2022 | Class A Common Stock | 5.44K | $11.40 | Direct | ||||||
| holding | RXRX | Stock Option (Right to Buy) | 1.47M | Mar 11, 2022 | Class A Common Stock | 1.47M | $2.47 | Direct | F8 | |||||
| holding | RXRX | Class B Common Stock | 550K | Mar 11, 2022 | Class A Common Stock | 550K | $0.00 | by LAHWRAN-3 LLC | F2, F9 | |||||
| holding | RXRX | Class B Common Stock | 550K | Mar 11, 2022 | Class A Common Stock | 550K | $0.00 | by LAHWRAN-4 LLC | F2, F10 | |||||
| holding | RXRX | Class B Common Stock | 147K | Mar 11, 2022 | Class A Common Stock | 147K | $0.00 | by Gibson Family Trust | F2, F11 |
| Id | Content |
|---|---|
| F1 | Represents the conversion of Class B Common Stock into Class A Common Stock. |
| F2 | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| F3 | Shares were sold by a lender to the Reporting Person to satisfy a margin call related to a loan in which the shares served as collateral. As of March 15, 2022, Reporting Person has fully repaid the loan and no shares of the Company are currently serving as collateral for such loan. |
| F4 | This transaction was executed in multiple trades at prices ranging from $6.72 to $7.42. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F5 | This transaction was executed in multiple trades at prices ranging from $6.065 to $6.76. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price |
| F6 | This transaction was executed in multiple trades at prices ranging from $5.83 to $6.29. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price |
| F7 | The option vests as to one forty-eighth (1/48th) of the shares subject to the option on March 1, 2022, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter. |
| F8 | The option, originally for 1,500,000 shares, of which 28,646 shares have been exercised, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter. |
| F9 | The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| F10 | The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| F11 | The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |