Lauren B. Dillard - 29 Mar 2022 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
29 Mar 2022
Net transactions value
-$450,000
Form type
4
Filing time
31 Mar 2022, 16:19:18 UTC
Previous filing
25 Feb 2022
Next filing
05 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Sale $450,000 -2,500 -4.8% $180.00 49,370 29 Mar 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported sale was effected pursuant to a Rule 10b5-1 trading plan.
F2 Represents (i) 18,256 shares or units of restricted stock, of which 12,884 are vested (ii) 30,436 shares underlying PSUs, all of which are vested and (iii) 678 shares purchased under the Employee Stock Purchase Plan.