David Van Ludwig - Mar 28, 2022 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
President of subsidiary, Director
Signature
/s/ David Van Ludwig by James E. Sklar POA
Stock symbol
HGBL
Transactions as of
Mar 28, 2022
Transactions value $
-$4,109
Form type
4
Date filed
3/30/2022, 05:45 PM
Previous filing
Mar 25, 2022
Next filing
Aug 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Tax liability -$19K -14K -1.33% $1.36 1.03M Mar 28, 2022 Direct
transaction HGBL Common Stock Options Exercise $14.9K +21.3K +2.07% $0.70* 1.05M Mar 28, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -21.3K -50% $0.00 21.3K Mar 28, 2022 Common Stock 21.3K $0.70 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 6/1/2019 and vest 25% annually beginning on the first anniversary of the grant date.