Ludwig David Van - 28 Mar 2022 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
President of subsidiary, Director
Signature
/s/ David Van Ludwig by James E. Sklar POA
Issuer symbol
HGBL
Transactions as of
28 Mar 2022
Net transactions value
-$4,109
Form type
4
Filing time
30 Mar 2022, 17:45:07 UTC
Previous filing
25 Mar 2022
Next filing
16 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Tax liability $18,984 -13,959 -1.3% $1.36 1,032,896 28 Mar 2022 Direct
transaction HGBL Common Stock Options Exercise $14,875 +21,250 +2.1% $0.7000* 1,046,855 28 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -21,250 -50% $0.000000 21,250 28 Mar 2022 Common Stock 21,250 $0.7000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 6/1/2019 and vest 25% annually beginning on the first anniversary of the grant date.