David Allen Weber - Mar 25, 2022 Form 4 Insider Report for OTONOMY, INC. (OTIC)

Role
President & CEO, Director
Signature
/s/ Paul E. Cayer, by power of attorney
Stock symbol
OTIC
Transactions as of
Mar 25, 2022
Transactions value $
-$46,295
Form type
4
Date filed
3/29/2022, 08:59 PM
Previous filing
Jan 19, 2022
Next filing
Dec 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OTIC Common Stock Sale -$19.2K -8.03K -2.02% $2.39* 389K Mar 25, 2022 Direct F1, F2
transaction OTIC Common Stock Sale -$27.1K -11.2K -2.89% $2.41* 377K Mar 28, 2022 Direct F1, F3
holding OTIC Common Stock 21.9K Mar 25, 2022 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were sold to cover tax obligations in connection with the vesting of Restricted Stock Units.
F2 This sale price represents the weighted average sale price of the shares sold ranging from $2.34 to $2.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Holder will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 This sale price represents the weighted average sale price of the shares sold ranging from $2.36 to $2.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Holder will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 The shares are held by The Weber Trust Dated March 9, 2005 for which the Reporting Person serves as trustee.