David Allen Weber - 14 Jan 2022 Form 4 Insider Report for OTONOMY, INC.

Role: President & CEO, Director
Signature: /s/ Paul E. Cayer, by power of attorney
Issuer symbol: N/A
Transactions as of: 14 Jan 2022
Net transactions value: $0
Form type: 4
Filing time: 19 Jan 2022, 15:35:59 UTC
Next filing: 29 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OTIC	Common Stock	Award	$0	+150,000	+61%	$0.000000	396,768	14 Jan 2022	Direct	F1
holding	OTIC	Common Stock						21,876	14 Jan 2022	See footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OTIC	Stock Option (right to buy)	Award	$0	+500,000		$0.000000	500,000	14 Jan 2022	Common Stock	500,000	$2.03	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the RSUs will vest on January 14, 2023 and 1/3 of the RSUs will vest on each of the two anniversaries thereafter, subject to the Reporting Person's continued service as of each such vesting date.
F2	The shares are held by The Weber Trust Dated March 9, 2005 for which the Reporting Person serves as trustee.
F3	One-third (1/3) of the shares subject to the option vest on January 14, 2023 and one thirty-sixth (1/36) of the shares vest monthly thereafter, subject to the Reporting Person's continued service as of each such vesting date.