Guy Chiarello - 28 Mar 2022 Form 4 Insider Report for FISERV INC (FI)

Role
Chief Operating Officer
Signature
/s/ Eric C. Nelson (attorney-in-fact)
Issuer symbol
FI
Transactions as of
28 Mar 2022
Net transactions value
-$635,000
Form type
4
Filing time
29 Mar 2022, 16:26:14 UTC
Previous filing
04 Mar 2022
Next filing
29 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Options Exercise $365,400 +10,000 +4.6% $36.54 226,864 28 Mar 2022 Direct F1
transaction FI Common Stock Sale $1,000,400 -10,000 -4.4% $100.04* 216,864 28 Mar 2022 Direct F1
holding FI Common Stock 26,118 28 Mar 2022 By Trust F2
holding FI Common Stock 37,381 28 Mar 2022 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -10,000 -14% $0.000000 64,000 28 Mar 2022 Common Stock 10,000 $36.54 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
F2 Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
F3 Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
F4 This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.