Guy Chiarello - 03 Mar 2022 Form 4 Insider Report for FISERV INC (FI)

Reporting relationship: Chief Operating Officer
Issuer ticker: FI
Reported as of: 03 Mar 2022
Net transaction value: -$634,600
SEC form: 4
Accepted by SEC: 04 Mar 2022, 15:16:39 UTC
Prior SEC filing: 01 Mar 2022
Next SEC filing: 29 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Eric C. Nelson (attorney-in-fact)

Key filing fact

Guy Chiarello filed Form 4 for FISERV INC (FI) on 04 Mar 2022.

Key facts

This page summarizes Guy Chiarello's Form 4 filing for FISERV INC (FI).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 04 Mar 2022, 15:16.

Change

Previous filing in this sequence was filed on 01 Mar 2022.
Current net transaction value: -$634,600.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FI transaction

Common Stock

Options Exercise

Transaction value: $365,400
Shares: +10,000
Change %: +4.6%
Price: $36.54
Shares after: 226,864
Date: 03 Mar 2022
Ownership: Direct
Footnotes: F1

FI transaction

Common Stock

Sale

Transaction value: $1,000,000
Shares: -10,000
Change %: -4.4%
Price: $100.00^*
Shares after: 216,864
Date: 03 Mar 2022
Ownership: Direct
Footnotes: F1

FI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 26,118
Date: 03 Mar 2022
Ownership: By Trust
Footnotes: F2

FI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 37,381
Date: 03 Mar 2022
Ownership: By Trust
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FI transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -12%
Price: $0.000000
Shares after: 74,000
Date: 03 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $36.54
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Footnote F2

Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.

Footnote F3

Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.

Footnote F4

This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.