Guy Chiarello - Mar 3, 2022 Form 4 Insider Report for FISERV INC (FI)

Role
Chief Operating Officer
Signature
/s/ Eric C. Nelson (attorney-in-fact)
Stock symbol
FI
Transactions as of
Mar 3, 2022
Transactions value $
-$634,600
Form type
4
Date filed
3/4/2022, 03:16 PM
Previous filing
Mar 1, 2022
Next filing
Mar 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Options Exercise $365K +10K +4.61% $36.54 227K Mar 3, 2022 Direct F1
transaction FI Common Stock Sale -$1M -10K -4.41% $100.00* 217K Mar 3, 2022 Direct F1
holding FI Common Stock 26.1K Mar 3, 2022 By Trust F2
holding FI Common Stock 37.4K Mar 3, 2022 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -10K -11.9% $0.00 74K Mar 3, 2022 Common Stock 10K $36.54 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
F2 Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
F3 Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
F4 This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.