Robert M. Gervis - Mar 22, 2022 Form 4 Insider Report for ASPEN AEROGELS INC (ASPN)

Role
Director
Signature
/s/ Poongunran Muthukumaran, Attorney-in-Fact
Stock symbol
ASPN
Transactions as of
Mar 22, 2022
Transactions value $
$4,500,014
Form type
4
Date filed
3/23/2022, 04:37 PM
Previous filing
Nov 29, 2021
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASPN Common Stock Purchase $4.5M +136K +62.72% $33.12 352K Mar 22, 2022 Direct F1
holding ASPN Common Stock 72.5K Mar 22, 2022 Held by Robert Gervis 2014 Grantor Retained Annuity Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All 135,870 shares were purchased by Mr. Gervis from the issuer in the issuer's at-the-market offering pursuant to the issuer's at-the-market sales agreement
F2 Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.