Robert M. Gervis - Nov 26, 2021 Form 4 Insider Report for ASPEN AEROGELS INC (ASPN)

Role
Director
Signature
/s/ Poongunran Muthukumaran, Attorney-in-Fact
Stock symbol
ASPN
Transactions as of
Nov 26, 2021
Transactions value $
$419,079
Form type
4
Date filed
11/29/2021, 06:01 PM
Previous filing
Jun 3, 2021
Next filing
Mar 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASPN Common Stock Options Exercise $67.6K +10.2K +7.34% $6.61 150K Nov 26, 2021 Direct
transaction ASPN Common Stock Options Exercise $70.3K +14.8K +9.9% $4.75 164K Nov 26, 2021 Direct
transaction ASPN Common Stock Options Exercise $70.6K +17K +10.36% $4.15 181K Nov 26, 2021 Direct
transaction ASPN Common Stock Options Exercise $71.2K +13.5K +7.45% $5.27 195K Nov 26, 2021 Direct
transaction ASPN Common Stock Options Exercise $72.7K +12K +6.13% $6.08 207K Nov 26, 2021 Direct
transaction ASPN Common Stock Options Exercise $66.7K +9.82K +4.75% $6.79 217K Nov 26, 2021 Direct
holding ASPN Comon Stock 72.5K Nov 26, 2021 Held by Robert Gervis 2014 Grantor Retained Annuity Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -10.2K -100% $0.00* 0 Nov 26, 2021 Common Stock 10.2K $6.61 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -14.8K -100% $0.00* 0 Nov 26, 2021 Common Stock 14.8K $4.75 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -17K -100% $0.00* 0 Nov 26, 2021 Common Stock 17K $4.15 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -13.5K -100% $0.00* 0 Nov 26, 2021 Common Stock 13.5K $5.27 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -12K -100% $0.00* 0 Nov 26, 2021 Common Stock 12K $6.08 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -9.82K -100% $0.00* 0 Nov 26, 2021 Common Stock 9.82K $6.79 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held by Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.
F2 These options are fully vested and exercisable.