Robert M. Gervis - 26 Nov 2021 Form 4 Insider Report for ASPEN AEROGELS INC (ASPN)

Role
Director
Signature
/s/ Poongunran Muthukumaran, Attorney-in-Fact
Issuer symbol
ASPN
Transactions as of
26 Nov 2021
Net transactions value
+$419,079
Form type
4
Filing time
29 Nov 2021, 18:01:30 UTC
Previous filing
03 Jun 2021
Next filing
23 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASPN Common Stock Options Exercise $67,607 +10,228 +7.3% $6.61 149,511 26 Nov 2021 Direct
transaction ASPN Common Stock Options Exercise $70,295 +14,799 +9.9% $4.75 164,310 26 Nov 2021 Direct
transaction ASPN Common Stock Options Exercise $70,629 +17,019 +10% $4.15 181,329 26 Nov 2021 Direct
transaction ASPN Common Stock Options Exercise $71,235 +13,517 +7.5% $5.27 194,846 26 Nov 2021 Direct
transaction ASPN Common Stock Options Exercise $72,656 +11,950 +6.1% $6.08 206,796 26 Nov 2021 Direct
transaction ASPN Common Stock Options Exercise $66,657 +9,817 +4.7% $6.79 216,613 26 Nov 2021 Direct
holding ASPN Comon Stock 72,491 26 Nov 2021 Held by Robert Gervis 2014 Grantor Retained Annuity Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -10,228 -100% $0.000000* 0 26 Nov 2021 Common Stock 10,228 $6.61 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -14,799 -100% $0.000000* 0 26 Nov 2021 Common Stock 14,799 $4.75 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -17,019 -100% $0.000000* 0 26 Nov 2021 Common Stock 17,019 $4.15 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -13,517 -100% $0.000000* 0 26 Nov 2021 Common Stock 13,517 $5.27 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -11,950 -100% $0.000000* 0 26 Nov 2021 Common Stock 11,950 $6.08 Direct F2
transaction ASPN Stock Option (Right-to-Buy) Options Exercise $0 -9,817 -100% $0.000000* 0 26 Nov 2021 Common Stock 9,817 $6.79 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held by Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.
F2 These options are fully vested and exercisable.