Samuel L. Shimer - Mar 21, 2022 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
Director
Signature
/s/ Samuel L. Shimer by James E. Sklar POA
Stock symbol
HGBL
Transactions as of
Mar 21, 2022
Transactions value $
$4,200
Form type
4
Date filed
3/23/2022, 03:32 PM
Previous filing
Nov 30, 2021
Next filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $4.2K +10K +6.9% $0.42* 155K Mar 21, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -10K -100% $0.00* 0 Mar 21, 2022 Common Stock 10K $0.42 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 3/31/2015 and vested 25% annually beginning on the first anniversary of the grant date.