SAMUEL L. SHIMER - 21 Mar 2022 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
Director
Signature
/s/ Samuel L. Shimer by James E. Sklar POA
Issuer symbol
HGBL
Transactions as of
21 Mar 2022
Net transactions value
+$4,200
Form type
4
Filing time
23 Mar 2022, 15:32:14 UTC
Previous filing
30 Nov 2021
Next filing
27 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $4,200 +10,000 +6.9% $0.4200* 155,000 21 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -10,000 -100% $0.000000* 0 21 Mar 2022 Common Stock 10,000 $0.4200 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 3/31/2015 and vested 25% annually beginning on the first anniversary of the grant date.