Granville R. Hodges Jr. - 11 Mar 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Sr. Vice President-Operations
Signature
/s/ Granville R. Hodges Jr.
Issuer symbol
AWR
Transactions as of
11 Mar 2022
Net transactions value
+$24,722
Form type
4
Filing time
15 Mar 2022, 16:26:38 UTC
Previous filing
11 Feb 2022
Next filing
25 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $572 +7 +0.04% $83.51 17,769 02 Mar 2022 Direct F1
transaction AWR Common Shares Award $0 +121 +0.69% $0.000000 17,769 11 Mar 2022 Direct
transaction AWR Common Shares Award $42,326 +505 +2.8% $83.89 18,273 14 Mar 2022 Direct
transaction AWR Common Shares Tax liability $17,345 -207 -1.1% $83.89 18,066 14 Mar 2022 Direct F2
transaction AWR Common Shares Tax liability $831 -10 -0.05% $83.89 18,057 14 Mar 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER units credited on 03/02/2022 as dividend at FMV
F2 206.7634 shares withheld to satisfy tax liability.
F3 9.9005 shares withheld to satisfy tax liability.