Granville R. Hodges Jr. - 04 Feb 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Sr. Vice President-Operations
Signature
/s/ Granville R. Hodges, Jr.
Issuer symbol
AWR
Transactions as of
04 Feb 2022
Net transactions value
-$13,273
Form type
4
Filing time
11 Feb 2022, 18:28:41 UTC
Previous filing
02 Feb 2022
Next filing
15 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $516 +5 +0.03% $94.10 17,799 01 Dec 2022 Direct F1
transaction AWR Common Shares Disposed to Issuer $0 -4 -0.02% $0.000000 17,795 04 Feb 2022 Direct F2
transaction AWR Common Shares Tax liability $5,490 -61 -0.34% $89.69 17,733 04 Feb 2022 Direct F3
transaction AWR Common Shares Tax liability $3,599 -40 -0.23% $89.69 17,693 04 Feb 2022 Direct F4
transaction AWR Common Shares Tax liability $4,700 -52 -0.3% $89.69 17,641 04 Feb 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER units credited on 12/01/2021 as dividend at FMV
F2 Adjustment due to partial share
F3 61.2104 shares withheld to satisfy tax liability.
F4 40.1286 shares withheld to satisfy tax liability.
F5 52.4053 shares withheld to satisfy tax liability.