Granville R. Hodges - Feb 4, 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Sr. Vice President-Operations
Signature
/s/ Granville R. Hodges, Jr.
Stock symbol
AWR
Transactions as of
Feb 4, 2022
Transactions value $
-$13,273
Form type
4
Date filed
2/11/2022, 06:28 PM
Previous filing
Feb 2, 2022
Next filing
Mar 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $516 +5.48 +0.03% $94.10 17.8K Dec 1, 2022 Direct F1
transaction AWR Common Shares Disposed to Issuer $0 -4.2 -0.02% $0.00 17.8K Feb 4, 2022 Direct F2
transaction AWR Common Shares Tax liability -$5.49K -61.2 -0.34% $89.69 17.7K Feb 4, 2022 Direct F3
transaction AWR Common Shares Tax liability -$3.6K -40.1 -0.23% $89.69 17.7K Feb 4, 2022 Direct F4
transaction AWR Common Shares Tax liability -$4.7K -52.4 -0.3% $89.69 17.6K Feb 4, 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER units credited on 12/01/2021 as dividend at FMV
F2 Adjustment due to partial share
F3 61.2104 shares withheld to satisfy tax liability.
F4 40.1286 shares withheld to satisfy tax liability.
F5 52.4053 shares withheld to satisfy tax liability.