Joseph Simon - Feb 23, 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Financial Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Stock symbol
MC
Transactions as of
Feb 23, 2022
Transactions value $
-$553,637
Form type
4
Date filed
2/24/2022, 06:45 PM
Previous filing
Dec 3, 2021
Next filing
Mar 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +24.1K 24.1K Feb 23, 2022 Direct F1
transaction MC Class A Common Stock Tax liability -$554K -11.7K -48.71% $47.12 12.4K Feb 23, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive Restricted Stock Units Options Exercise $0 -5.2K -100% $0.00* 0 Feb 23, 2022 Class A Common Stock 5.2K Direct F2
transaction MC 2017 Incentive Restricted Stock Units Options Exercise $0 -4.79K -49.99% $0.00 4.79K Feb 23, 2022 Class A Common Stock 4.79K Direct F2
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -4.8K -33.33% $0.00 9.6K Feb 23, 2022 Class A Common Stock 4.8K Direct F2
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -6.46K -25% $0.00 19.4K Feb 23, 2022 Class A Common Stock 6.46K Direct F2
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -2.87K -15.98% $0.00 15.1K Feb 23, 2022 Class A Common Stock 2.87K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on February 23, 2022.