JOSEPH SIMON - 02 Dec 2021 Form 4 Insider Report for Moelis & Co (MC)

Role: Chief Financial Officer
Signature: /s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Issuer symbol: MC
Transactions as of: 02 Dec 2021
Net transactions value: -$54,946
Form type: 4
Filing time: 03 Dec 2021, 15:45:17 UTC
Previous filing: 23 Nov 2021
Next filing: 24 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MC	Class A Common Stock	Options Exercise		+900			900	02 Dec 2021	Direct	F1
transaction	MC	Class A Common Stock	Tax liability	$54,946	-900	-100%	$61.05	0	02 Dec 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MC	2020 Incentive RSUs	Options Exercise	$0	-900	-4.8%	$0.000000	17,949	02 Dec 2021	Class A Common Stock	900		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
F2	The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations.