Joseph Simon - Dec 2, 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Financial Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Stock symbol
MC
Transactions as of
Dec 2, 2021
Transactions value $
-$54,946
Form type
4
Date filed
12/3/2021, 03:45 PM
Previous filing
Nov 23, 2021
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +900 900 Dec 2, 2021 Direct F1
transaction MC Class A Common Stock Tax liability -$54.9K -900 -100% $61.05 0 Dec 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2020 Incentive RSUs Options Exercise $0 -900 -4.77% $0.00 17.9K Dec 2, 2021 Class A Common Stock 900 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
F2 The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations.