Nimrod Ben-Natan - 15 Feb 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP & GM, Cable Access
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Feb 2022
Net transactions value
$0
Form type
4
Filing time
17 Feb 2022, 18:04:07 UTC
Previous filing
17 Nov 2021
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +8,334 +2.3% $0.000000 371,933 15 Feb 2022 Direct F1
transaction HLIT Common Stock Options Exercise $0 +7,400 +2% $0.000000 379,333 15 Feb 2022 Direct F2
transaction HLIT Common Stock Options Exercise $0 +36,186 +9.5% $0.000000 415,519 15 Feb 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -8,334 -100% $0.000000* 0 15 Feb 2022 Common Stock 8,334 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -7,400 -20% $0.000000 29,600 15 Feb 2022 Common Stock 7,400 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -36,186 -33% $0.000000 72,371 15 Feb 2022 Common Stock 36,186 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
F2 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.
F3 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.