Nimrod Ben-Natan - Feb 15, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP & GM, Cable Access
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
Feb 15, 2022
Transactions value $
$0
Form type
4
Date filed
2/17/2022, 06:04 PM
Previous filing
Nov 17, 2021
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +8.33K +2.29% $0.00 372K Feb 15, 2022 Direct F1
transaction HLIT Common Stock Options Exercise $0 +7.4K +1.99% $0.00 379K Feb 15, 2022 Direct F2
transaction HLIT Common Stock Options Exercise $0 +36.2K +9.54% $0.00 416K Feb 15, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -8.33K -100% $0.00* 0 Feb 15, 2022 Common Stock 8.33K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -7.4K -20% $0.00 29.6K Feb 15, 2022 Common Stock 7.4K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -36.2K -33.33% $0.00 72.4K Feb 15, 2022 Common Stock 36.2K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
F2 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.
F3 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.