Nimrod Ben-Natan - 15 Nov 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP & GM, Cable Access
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Nov 2021
Net transactions value
$0
Form type
4
Filing time
17 Nov 2021, 15:26:28 UTC
Previous filing
10 Nov 2021
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +8,333 +2.4% $0.000000 356,199 15 Nov 2021 Direct F1
transaction HLIT Common Stock Options Exercise $0 +7,400 +2.1% $0.000000 363,599 15 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -8,333 -50% $0.000000 8,334 15 Nov 2021 Common Stock 8,333 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -7,400 -17% $0.000000 37,000 15 Nov 2021 Common Stock 7,400 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
F2 These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020.