Julio Gurman - Feb 16, 2022 Form 3/A - Amendment Insider Report for Ponce Financial Group, Inc. (PDLB)

Role
Director
Signature
/s/Frank Perez, as attorney in fact
Stock symbol
PDLB
Transactions as of
Feb 16, 2022
Transactions value $
$0
Form type
3/A - Amendment
Date filed
2/16/2022, 09:32 AM
Date Of Original Report
Jan 28, 2022
Previous filing
Jan 28, 2022
Next filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PDLB Common Stock 41.5K Feb 16, 2022 Direct F1, F2
holding PDLB Common Stock 51.9K Feb 16, 2022 By Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PDLB Stock Options Feb 16, 2022 Common Stock 12.4K $9.15 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 16,589 shares of restricted stock units, of which 8,295 shares vest on December 4, 2022 and the remainder vest on December 4, 2023.
F2 This amendment to Form 3 is filed to correct an immaterial rounding error in footnote 1.
F3 Stock Options vest annually at a rate of 20% per year commencing on December 4, 2019.
F4 This amendment to Form 3 is filed to correct the exercise price of the options, which was incorrectly reported in the prior form.