Ann P. Daiss - 11 Feb 2022 Form 4 Insider Report for SOUTHERN CO (SO)

Role
Comptroller
Signature
/s/ Marcia R. DeMar, Attorney-in-Fact for Ann P. Daiss
Issuer symbol
SO
Transactions as of
11 Feb 2022
Net transactions value
-$49,291
Form type
4
Filing time
14 Feb 2022, 18:14:50 UTC
Previous filing
04 Feb 2022
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SO Southern Company Common Stock Options Exercise $0 +912 +6.7% $0.000000 14,434 11 Feb 2022 Direct F1
transaction SO Southern Company Common Stock Tax liability $29,989 -449 -3.1% $66.79 13,985 11 Feb 2022 Direct F2
transaction SO Southern Company Common Stock Options Exercise $0 +647 +4.6% $0.000000 14,632 11 Feb 2022 Direct F3
transaction SO Southern Company Common Stock Tax liability $19,302 -289 -2% $66.79 14,343 11 Feb 2022 Direct F2
holding SO Southern Company Common Stock 4,776 11 Feb 2022 401K

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SO Southern Co Restricted Stock Units Options Exercise $0 -803 -100% $0.000000* 0 11 Feb 2022 Southern Company Common Stock 803 $0.000000 Direct F4
transaction SO Southern Co Restricted Stock Units Options Exercise $0 -595 -50% $0.000000 596 11 Feb 2022 Southern Company Common Stock 595 $0.000000 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired upon vesting of final 1/3 of restricted stock units granted on February 11, 2019. Includes 109 accrued dividend equivalent units.
F2 Shares withheld to satisfy required state and federal tax withholding requirements.
F3 Shares acquired upon vesting of second 1/3 of restricted stock units granted on February 11, 2020. Includes 52 accrued dividend equivalent units.
F4 Represents final 1/3 of restricted stock units granted on February 11, 2019. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.
F5 Represents second 1/3 of restricted stock units granted on February 11, 2020. The remaining 1/3 of the award will vest in 2023. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.