Ann P. Daiss - Feb 3, 2022 Form 4 Insider Report for SOUTHERN CO (SO)

Role
Comptroller
Signature
/s/ Marcia R. DeMar, Attorney-in-Fact for Ann P. Daiss
Stock symbol
SO
Transactions as of
Feb 3, 2022
Transactions value $
-$25,969
Form type
4
Date filed
2/4/2022, 04:31 PM
Previous filing
Aug 5, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SO Southern Company Common Stock Options Exercise $0 +738 +5.61% $0.00 13.9K Feb 3, 2022 Direct F1
transaction SO Southern Company Common Stock Tax liability -$26K -375 -2.7% $69.25 13.5K Feb 3, 2022 Direct F2
holding SO Southern Company Common Stock 4.78K Feb 3, 2022 401K

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SO Southern Co Restricted Stock Units Options Exercise $0 -708 -33.35% $0.00 1.42K Feb 3, 2022 Southern Company Common Stock 708 $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired upon vesting of first 1/3 of restricted stock units granted on February 3, 2021. Includes 30 accrued dividend equivalent units.
F2 Shares withheld to satisfy required state and federal tax withholding requirements.
F3 Represents restricted stock units granted on February 3, 2021. The remaining award will vest 1/3 in 2023 and 1/3 in 2024. Each restricted stock unit represents the right to receive, at settlement one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.