Russell Davis Carter III - 31 Dec 2021 Form 5 Insider Report for HOME BANCSHARES INC (HOMB)

Role
Centennial Bank Regional Pres.
Signature
/s/ Russell D. Carter III by Micah Osborne
Issuer symbol
HOMB
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 09:28:52 UTC
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HOMB Common Stock - Performance Based 15,000 31 Dec 2021 Direct F1, F2
holding HOMB Common Stock 18,248 31 Dec 2021 Direct F1
holding HOMB Common Stock 11,133 31 Dec 2021 By 401(k) F3
holding HOMB Common Stock 6,134 31 Dec 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOMB Performance Stock Option 40,000 31 Dec 2021 Common Stock 40,000 $18.46 Direct F4
holding HOMB Performance Stock Option 20,000 31 Dec 2021 Common Stock 20,000 $23.32 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person had 3,334 shares of performance based restricted stock vest since the last filing.
F2 The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock will begin vesting on March 31, 2024.
F3 Includes 1,233.0713 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
F4 Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
F5 The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021. Therefore, the first installment will become exercisable on March 31, 2022.