Thomas Hallam - Nov 18, 2021 Form 4 Insider Report for PALISADE BIO, INC. (PALI)

Role
Chief Executive Officer, Director
Signature
/s/ JD Finley, Attorney-in-Fact for Thomas Hallam
Stock symbol
PALI
Transactions as of
Nov 18, 2021
Transactions value $
$0
Form type
4
Date filed
2/10/2022, 05:36 PM
Previous filing
Sep 22, 2021
Next filing
Feb 22, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PALI Stock Option (right to buy) Award $0 +268K $0.00 268K Nov 18, 2021 Common Stock 268K $2.32 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/12th of the shares underlying the Stock Option shall vest and become exercisable on each three-month anniversary of the vesting commencement date and if there is no corresponding day, the last day of the month.