Jeffrey J. Hurd - 01 Feb 2022 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
Chief Operating Officer
Signature
/s/ Ralph Petruzzo as attorney-in-fact for Jeffrey J. Hurd
Issuer symbol
EQH
Transactions as of
01 Feb 2022
Net transactions value
-$190,950
Form type
4
Filing time
03 Feb 2022, 15:15:33 UTC
Previous filing
04 Jan 2022
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $320,100 +15,000 +24% $21.34 77,890 01 Feb 2022 Direct F1, F2
transaction EQH Common Stock Sale $308,112 -9,120 -12% $33.78 68,770 01 Feb 2022 Direct F1, F2, F3
transaction EQH Common Stock Sale $202,938 -5,880 -8.6% $34.51 62,890 01 Feb 2022 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -15,000 -6.7% $0.000000 209,833 01 Feb 2022 Common Stock 15,000 $21.34 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2 Includes Restricted Stock Units.
F3 This transaction was executed in multiple trades at prices ranging from $33.3300 to $34.3200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $34.3300 to $34.6300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The options vested/vest in three installments beginning on March 1, 2021.