Jeffrey Hurd - Jan 3, 2022 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
Chief Operating Officer
Signature
/s/ Ralph Petruzzo as attorney-in-fact for Jeffrey J. Hurd
Stock symbol
EQH
Transactions as of
Jan 3, 2022
Transactions value $
-$178,638
Form type
4
Date filed
1/4/2022, 04:35 PM
Previous filing
Dec 8, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $320K +15K +23.85% $21.34 77.9K Jan 3, 2022 Direct F1, F2
transaction EQH Common Stock Sale -$499K -15K -19.26% $33.25 62.9K Jan 3, 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -15K -6.25% $0.00 225K Jan 3, 2022 Common Stock 15K $21.34 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2 Includes Restricted Stock Units.
F3 This transaction was executed in multiple trades at prices ranging from $33.1200 to $33.4700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The options vested/vest in three installments beginning on March 1, 2021.