Brian J. Lee - Jan 25, 2022 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
Chief Risk Officer
Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Stock symbol
GS
Transactions as of
Jan 25, 2022
Transactions value $
-$2,534,218
Form type
4
Date filed
1/27/2022, 03:30 PM
Previous filing
Jul 16, 2021
Next filing
Jan 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GS Common Stock, par value $0.01 per share Options Exercise +15.2K +79.44% 34.2K Jan 25, 2022 Direct F1
transaction GS Common Stock, par value $0.01 per share Tax liability -$2.53M -7.38K -21.57% $343.39 26.8K Jan 25, 2022 Direct F2
holding GS Common Stock, par value $0.01 per share 15.6K Jan 25, 2022 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GS Restricted Stock Units Options Exercise -15.2K -100% 0 Jan 25, 2022 Common Stock, par value $0.01 per share 15.2K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation.
F2 Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3 Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.